Securities regulation in the United States

Results: 4123



#Item
251Securities Exchange Act / Securities / Financial regulation / Securities and Exchange Commission / Financial system / Financial economics / Regulation S-K / Banja Luka Stock Exchange / United States securities law / 73rd United States Congress / United States Securities and Exchange Commission

U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release NoApril 21, 2015 The U.S. Securities and Exchange Commission announced the temporary suspension of trading in the

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Source URL: www.sec.gov

Language: English - Date: 2015-04-21 08:40:00
252Generally Accepted Accounting Principles / Income tax in the United States / Equity / Financial statements / Regulation S-K / Finance / Accountancy / Business

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C__________________ FORM 8-K

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Source URL: www.tofutti.com

Language: English - Date: 2013-08-13 16:04:12
253Stock market / Financial markets / Mathematical finance / Late-2000s financial crisis / U.S. Securities and Exchange Commission / High-frequency trading / Stock exchange / Dodd–Frank Wall Street Reform and Consumer Protection Act / Securities regulation in the United States / Financial economics / Finance / Investment

™ TM SECURITY & COMMODITY EXCHANGES

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Source URL: www.sasb.org

Language: English - Date: 2014-09-18 14:04:18
254United States Securities and Exchange Commission / Financial regulation / Business law / Communication / Forward-looking statement / Securities Act / Finance / U.S. Securities and Exchange Commission / Securities regulation in the United States / United States securities law / Business / 73rd United States Congress

PDF Document

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Source URL: www.elementcorp.com

Language: English - Date: 2014-05-11 05:20:43
255Investment / Finance / Business / Prospectus / Securities market / Dividend / United States securities law / United States corporate law / Regulation S-K / Financial economics / Securities / Stock market

Securities and Exchange Commission of Pakistan Securities Market Division June 27, 2002 Guidelines for Preparation of Prospectus The Securities Market Division of the Securities and Exchange Commission of Pakistan had in

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Source URL: www.secp.gov.pk

Language: English - Date: 2015-03-11 04:03:12
256Finance / Financial Industry Regulatory Authority / Securities Exchange Act / Self-regulatory organization / U.S. Securities and Exchange Commission / Securities regulation in the United States / Broker-dealer / Registered Investment Advisor / Selling away / United States securities law / Financial economics / Financial system

SECURITIES AND EXCHANGE COMMISSION (Release No; File NoOctober 17, 2014 Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Notice of Filing of Proposed Plan for the Allocatio

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Source URL: www.sec.gov

Language: English - Date: 2014-10-20 08:01:48
257Financial economics / Finance / Financial system / 73rd United States Congress / United States corporate law / Securities Act / Prospectus / U.S. Securities and Exchange Commission / Securities regulation in the United States / Stock market / United States securities law / United States Securities and Exchange Commission

International Disclosure Standards for Cross-Border Offerings and Initial Listings by Foreign Issuers

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Source URL: www.iosco.org

Language: English - Date: 2003-03-11 08:30:48
258Financial regulation / Securities Exchange Act / U.S. Securities and Exchange Commission / Government / Securities and Exchange Commission / Financial economics / Securities regulation in the United States / United States securities law / 73rd United States Congress / United States Securities and Exchange Commission

SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-BOXMarch 18, 2015 Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Designation of a Longer Period for Commission Action on

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Source URL: www.sec.gov

Language: English - Date: 2015-03-18 13:03:41
259Financial regulation / International Financial Reporting Standards / Financial ratio / Available for sale / Deutsche Bank / Balance sheet / Generally accepted accounting principles / Capital requirement / Income tax in the United States / Finance / Business / Financial statements

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.CForm 6-K REPORT OF FOREIGN PRIVATE ISSUER

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Source URL: www.db.com

Language: English - Date: 2014-02-03 05:05:14
260Financial regulation / Regulation D / Securities Act / U.S. Securities and Exchange Commission / Securities regulation in the United States / Government / Financial economics / United States Securities and Exchange Commission / United States securities law / 73rd United States Congress

Upgrading opportunity… in the Uranium sector Mark S Chalmers Managing Director PAYDIRT’S 2009 URANIUM CONFERENCE Adelaide 16th March 2009

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Source URL: www.uel.com.au

Language: English - Date: 2015-03-30 00:50:32
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